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Senior Executive- Compliance

1 - 2 YearsMumbai

Posted: 54 days ago

Job Description

-Compliance monitoring of the policies and procedures of the Firm.

-Assisting in compliance with SEBI (PMS) regulations and all other SEBI regulations/ guidelines applicable to the firm.

-Assisting in compliance with the laws of international jurisdiction where the firm is registered (No need to have previous experience in handling international Compliance).

- Interaction with internal department and third parties service providers as a apart of compliance monitoring.

- Handling internal & compliance auditors.

Salary: Not Disclosed by Recruiter
Industry: Banking / Financial Services / Broking
Functional Area: Accounts, Finance, Tax, Company Secretary, Audit
Role Category: Senior Management
Role: Company Secretary
Employment Type: Permanent Job, Full Time

Company Profile

Quantum Advisors (QASL) Indias premier equity research company has over 25 years of experience and 41 years of collective experience in Indian equity that lived through many bull and bear cycles. Our founders have worked with global money managers and adhere to high standards of ethics and transparency. Quantum Advisors pioneered a quantitative as well as qualitative analytical approach to equity investing in India, providing for the first time, consistently applied valuation metrics to evaluate investment opportunities in India’s emerging stock markets. Over the years, Quantum Advisors has continued and enhanced its tradition of extensive financial analysis and value investing, as it has evolved into an investment advisor and asset manager.
As one of the first portfolio managers to adopt a fundamental approach to investing in Indian equities and having worked with leading fund managers in the United States, Europe, and Asia, Quantum Advisors has positioned itself to help international investors to capitalize on the investment opportunities in the Indian markets while being appraised of some of the unique risks associated with such opportunities.
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